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Truist Swap and SBS- Senior Compliance Officer in Atlanta, Georgia

Req ID: R0041760

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Regular or Temporary:


Language Fluency: English (Required)

Work Shift:

1st shift (United States of America)

Please review the following job description:

The CIB Compliance group, within the Risk Management Office (RMO), has an immediate need for a Senior Compliance Officer. The Swap and SBS Senior Compliance Officer will be responsible for providing advice and oversight to the Financial Risk Management, FX Payments, and Total Return Swap sales and trading groups within Truist’s Corporate and Investment Banking (CIB) Line of Business. The position will also work directly with key internal teammates to continue to build out and enhance the compliance program for the Truist Bank Swap Dealer and Security-based Swap Dealer.

This role will be responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leading and executing compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework.

  1. Interpret new or existing laws, rules and regulations that are complex and multifaceted and use that knowledge as a subject matter expert to communicate requirements and expectations to assigned areas of responsibility.

  2. Analyze existing policies, procedures, processes and controls to determine gaps.

  3. Analyze and provide guidance on complex regulatory compliance and compliance actual and emerging risk scenarios within business units and/or functions.

  4. Provide in-depth subject matter expertise around Dodd-Frank regulations for Truist Bank’s prudentially-regulated swap dealer and SEC rules for upcoming security-based swap dealer registration.

  5. Assist in building out the security-based swap risk and compliance program and provide ongoing coverage of CIB derivatives sales and trading groups.

  6. Capability to execute and lead regulatory change and business initiatives and drive consensus with LOB, risk, operations, and other stakeholders around complex issues.

  7. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations.

  8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner.

  9. Knowledge of OTC derivatives products and markets in which CIB operates in order to provide meaningful guidance to business and risk teammates.

Required Qualifications:

  1. Bachelor's degree

  2. Eight years of financial institution experience

  3. Five years of direct experience in compliance

  4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance.

  5. Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels ofmanagement

Preferred Qualifications:

  1. MBA, Juris Doctorate or other advanced degree.

  2. Eight years of compliance experience, with five years at medium to large financial institution

  3. Prior supervisory or management experience.

  4. Experience building out a derivatives compliance program.

  5. Excellent verbal and written communication skills.

  6. Prior knowledge and experience withinterest rate derivatives, FX, commodities, total return swaps (TRS), and Risk Participation Agreements (RPAs).

Truist supports a diverse workforce and is an Equal Opportunity Employer who does not discriminate against individuals on the basis of race, gender, color, religion, national origin, age, sexual orientation, gender identity, disability, veteran status or other classification protected by law. Drug Free Workplace.

Thank you for your interest in Truist! BB&T and SunTrust have come together in a transformational merger of equals to create Truist, the premier financial organization in the country. You may notice references to our legacy company names, BB&T and SunTrust, in places throughout this site. All such references should be understood to refer to Truist moving forward while we continue to transition to the Truist name.

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