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Truist Brokerage Ops Sr Trading Specialist in Charlotte, North Carolina

Req ID: R0036185

Specific information related to the position is outlined below. To apply, click on the button above. You will be required to create an account (or sign in with an existing account). Your account will provide you access to your application information.Need Help?

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Regular or Temporary:

Regular

Language Fluency: English (Required)

Work Shift:

1st shift (United States of America)

Please review the following job description:

Assist the department Manager or Supervisor of Trade Support with day-to-day operations for the department by having a clear understanding of the tasks and workflow, while ensuring appropriate internal procedures are followed for regulatory guidelines. Assist with working more complex tasks

ESSENTIAL DUTIES AND RESPONSIBILITIES

  1. Assist with the day-to-day operations by processing tasks within the department(s) and maintaining excellent service levels.

  2. Resolve issues and apply critical thinking and problem-solving skills to meet the demands of the business.

  3. Stay current with industry standards and new policies and procedures relative to the area of responsibility.

  4. Responsible for complex tasks in the department.

  5. Perform supervisory reviews of certain critical functions and retrieve and monitor exception reports.

  6. Demonstrate initiative and commitment to continuous learning, and the ability to adapt to the changing demands of the business.

  7. Responsible for margin, option and address change approvals.

QUALIFICATIONS

Required Qualifications:

  1. Bachelor's degree or equivalent education, training and work-related experience

  2. Minimum of two (2) years experience in brokerage operations

  3. Knowledge of advanced concepts, principles and practices of assigned functional area(s)

  4. Ability to work in a fast paced environment

  5. Attention to detail with emphasis on accuracy and quality

  6. Organizational, verbal and written communication skills

  7. Driven to achieve results, thrive in a fast paced environment and required to solve problems and make decisions based on sound judgement

  8. Financial Industry Regulatory Authority (FINRA) Series 7

Preferred Qualifications:

  1. FINRA Series 63 license

Truist supports a diverse workforce and is an Equal Opportunity Employer who does not discriminate against individuals on the basis of race, gender, color, religion, national origin, age, sexual orientation, gender identity, disability, veteran status or other classification protected by law. Drug Free Workplace.

Thank you for your interest in Truist! BB&T and SunTrust have come together in a transformational merger of equals to create Truist, the premier financial organization in the country. You may notice references to our legacy company names, BB&T and SunTrust, in places throughout this site. All such references should be understood to refer to Truist moving forward while we continue to transition to the Truist name.

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Thank you for your interest in Truist! BB&T and SunTrust have come together in a transformational merger of equals to create Truist, the premier financial organization in the country. You may notice references to our legacy company names, BB&T and SunTrust, in places throughout this site. All such references should be understood to refer to Truist moving forward while we continue to transition to the Truist name.

© 2017 SunTrust Banks, Inc. All rights reserved.

SunTrust is federally registered service marks of SunTrust Banks, Inc.

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